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The Mitigation of Drought Stress |
By
Dr. Abraham Blum |
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NOTE: Numbers
in parenthesis throughout text are ID number for searching that reference
in the Reference
Database on this site. Sometimes it is also a live link to the report.
MITIGATION OF DROUGHT
STRESS BY CROP MANAGEMENT
Irrigation, where available, is the major
means for combating drought conditions. It is a prime approach to the
intensification of agriculture and the generation of stable income. The
development of irrigation depends on various environmental, economical and
social factors on both the macro and micro scales.
There are hazards in irrigation if
practiced indiscriminately, such as soil erosion, soil salination,
soil leaching and soil disease infection. Irrigation
as such is not an important topic in this site. Links to irrigation sites
throughout this section should provide additional information.
General Crop Irrigation
Guidelines
General Irrigation Links
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The
key to planning irrigation system and scheduling is knowledge of the crop, the
soil properties and the potential evapotranspiration
(PET) of the specific crop at the site. This information can also be used to
estimate dryland crop water use and deficit at any
given time during the crop cycle, which is actually an index of crop drought
stress.
The
Penman-Monteith potential evapotranspiration equation is recommended by the FAO as
the standard method for estimating reference and crop evapotranspiration.
The new method has been proved to have a global validity as a standardized
reference for grass evapotranspiration and it has
been recognized by both the International Commission for Irrigation and
Drainage and by the World Meteorological Organization.
The
(FAO) Penman-Monteith method was developed by
defining the reference crop as a hypothetical crop with an assumed height of
0.12 m having a surface resistance of 70 s m-1 and an albedo of 0.23, closely resembling the evaporation of an
extensive surface of green grass of uniform height, actively growing and
adequately watered.
Further
educational information and guidelines on the applications of the Penman-Monteith method and the general approaches to prediction of
crop water requirements and is provided by:
The FAO
Methodology for Crop Water Requirements; FAO CROPWAT, is a downloadable software to carry out standard
calculations for the design and management of irrigation.
More recently FAO released AQUACROP – a model
to simulate yield response to water.
Irrigation to Control Drought in Various
Crops
Deficit (or supplemental) irrigation is the more common
irrigation practice for crops not designated a priori for fully
irrigated conditions and maximized yield. Supplementary irrigation is a
practice dictated by constraints, which can be derived from the limited
availability of water, irrigation equipment, the cost of water, or other
economical and technical constraints. With supplemental irrigation the amount
of water applied to the crop in irrigation is well below the full requirement of
the crop. The water-use efficiency of supplemental irrigation is generally high
if applied logically. It can be applied to save the crop in case of un-expected
drought or as a planned practice to supplement the expected total seasonal
rainfall. The practice may vary extensively with crop and region. In many
environments, and especially the Mediterranean region, if only a single
supplementary irrigation is given it is usually more effective if applied
pre-planting. As such the crop enters the season with a stored supply, which
can insure growth despite unexpected transient rainfall fluctuations. An
example for using AQUACROP for planning deficit irrigation in cotton is
available here.
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Managing the Dryland
Crop Environment
Modern dryland
farming is a system of low inputs combined with soil and water conservation
practices and risk reducing strategies. The system can be sustainable if
practiced properly. Water shortage is
the main limiting factor, but successful dryland
systems also maintain reasonable practices to eliminate other limiting factors
(poor nutrient status, weeds, biotic stresses, etc'), which can reduce the
effectiveness by which the crop uses the limited moisture. However, as water
shortage a priori dictates a limit on yield, all other inputs must be
carefully adjusted downwards to fit the expected low economic return.
The most advanced systems have been
developed in the Great Plains of the USA, Canada and Australia, while
traditional systems employed in Asia and the Middle East also offer important
insights. In the USA, the lesson learned during the "dustbowl"
years in the early 1930's prompted extensive legistration
and investments in developing sustainable dryland
farming systems. These systems and the associated technological progress such
as plant breeding, brought about an increase in mean winter wheat yield from
0.5 ton ha-2 in 1930 to about 2 ton ha-2 in 1980. In
The lesson learned from the American and
Australian experience is that the development of a sustainable dryland farming system involves the following principles,
not necessarily in their order of importance:
1.
Improved soil and
water conservation practices and the associated reduced tillage systems.
2.
Optimization of the
fit between crop growth cycle and the available moisture.
3.
Weed control
4.
Soil fertility
management.
5.
Optimized plant
population density and spatial arrangement of plants with respect to the
expected soil moisture regime.
6.
Control of soil
biotic stress factors that reduce root development.
7.
Improved
forage/livestock/grains integration and rotation.
8.
Avoidance of mono cropping
and enhancement of crop diversification.
9.
The increase of
precipitation by cloud seeding, as an ongoing experiment.
Some of the above principles of the dryland farming system constitute general knowledge in
agronomy, which can be explored in our Web
Resources page as well as in standard agronomy textbooks and other
publications (e.g. Drought Management of Farmland - by Joan Sydney Whitmore,
2000, 360 pp., Springer, SBN 0792359984). Here only several topics will be
touched upon.
The fallow system is
designed to conserve soil moisture from one season to another or from one year
to the other, depending on climate and crop. Increasing storage of soil
moisture by the fallow system with or without conservation tillage is standard
agricultural practice in dryland farming. The benefit
of fallow and conservation tillage in terms of increasing available soil
moisture to the crop depends on soil water-holding capacity, climate,
topography and management practices. Fallow efficiency, in terms of percent
increase in soil moisture availability to the crop measured at planting date
normally ranges from about 5% to 30%. While these amounts are not impressive
they can make a difference between crop failure and success. The fallow carries
additional benefits such as improved soil nutrients availability and the
eradication of certain soil-born pests, such as nematodes.
Conservation tillage
involves the principle of minimized tillage operations to conserve soil
structure and to maintain ground cover by mulch, such as stubble. These
practices reduce water runoff and increase soil infiltration. Conservation
tillage has become the cornerstone of dryland systems
in certain regions of the
Deep tillage is a system
to overcome hardpan, very high bulk density and compacted soils. It can be performed
by deep plowing or deep ripping. Deep plowing involves actual plowing to depth
which is an expensive operation. It is uncommon in dryland
farming. Deep ripping is less expensive and often used in crop
production. The important consideration in deep ripping is to operate at the
correct depth in order to break the hardpan, no less and no more.
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These
techniques constitute a field surface tillage manipulation to minimize runoff
away from the field.
Furrow
dikes
are furrows, which are divided into short basins by small dikes (see right side
photograph). This is achieved by special
equipment. The system is very amenable to row crops
such as cotton, corn and sorghum and it can be integrated with or without
furrow irrigation. It is generally considered effective for increasing rainfall
capture and raising dryland yield where annual
rainfall ranges between 500 and 800 mm.
Soil
pitting (left side photograph) involves the formation of small
depressions at close proximity to reduce runoff from rainstorms. The crop is
planted over this modified surface. Experiments performed with wheat in nine
farmer demonstration plots in Southern Israel during 1988 showed that pitting
increased yield by an average of 7.5% at a mean yield of 3.25 ton/ha. Unlike
furrow dikes these system is not limited to row crops.
For further online
information on dryland farming and its research visit
the following sites and the links therein:
§ Soil and
Water conservation in Semi Arid Areas – (FAO Manual, 1987)
§ USDA-ARS Bushland Texas Experiment Station – a distinguished
center of excellence in dryland conservation research
§ Soil, water and reclamation publications --From
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This
is a broad term to describe various methods to collect runoff from large contributing
areas and concentrate it for use in smaller crop area. This is an ancient
practice already adopted by Nabatian desert
settlements in the Middle East several centuries A.D. The photo on left
represents a view from the ancient city of Avdant in the
Negev region of Israel. In the front there are several ancient water spreading
plots while at the back is a modern experimental farm (set-up by Prof. Evenari) seeking to evaluate the effectiveness of these
systems in sustaining agriculture with around 100mm of annual rainfall.
Presently,
the basic water harvesting systems involve an external contributing area to
induce runoff. This area is physically or chemically treated for maximizing
runoff. The water is diverted into a receiving area comprising of cultivated
plots, individual trees or small terraces. The contributing area may lie in the
agricultural field (a system sometimes referred to as "conservation bench
terrace") or outside the field in the natural watershed system. In the Avdat photo the small valley is a water-shed system
experiencing flash flood once or twice a year. The size ratio between the
contributing and the receiving areas is determined by the expected rainfall
events, crop water requirements, soil characteristics and topography. The resulting
yield increase in the receiving (crop) area is proportional to the amount of
water gained.
For
more detailed information see ‘Water Harvesting’, and Runoff
Farming (with details on the Avdat farm project
on p.23).
Diversification of farming is an ancient but an
effective approach to reduce the risk associated with farming in unpredictable environments.
Reduced diversification to the extent of mono-cropping is possible only with a
high level of control over the crop environmental conditions. Such control
method (irrigation, chemical pest control, etc’) are among the main reasons for
the more recent environmental quality problems found to be associated with
mono-cropping.
Diversification
of cropping to reduce risk is especially important under dryland
conditions. It is achieved on several levels, as described by Pandey et al (#4194)
for the case of traditional rain-fed rice in Eastern India.
1.
Spatial
diversification of fields. The farmer’s land is divided into
several fields or plots which may differ in their topography, soil and
hydraulic properties. Some fields may be prone to flooding while others do not
hold water. Certain fields may be on a warmer slope while others on a cooler
one. The different field conditions allow to achieve a better fit between the
crop and the environment and to reduce the general probability of stress
affecting the farmer.
2.
Crop diversification is
an important feature of traditional farming. It takes an advantage of the
generally low correlation between crops in performance when grown in a single
stress environment. Crops differ in their response to a given environment and
this difference is used to reduce the risk associated with growing one crop.
“Mixed cropping” or “intercropping” is an example of a traditional and a
successful approach to crop diversification on a single parcel of land, where
two or more crops are grown together in various possible configurations. If for
some reason only one crop is grown, a certain (though lower) level of risk
reduction can be achieved by varietal diversification. Planting of
several crop varieties offer a better probability for reducing loss due to
environmental stress, as compared with growing one variety only. For
environmental stress conditions varietal diversification is based mainly on
differential phenology, primarily flowering date. A
typical example is a transient frost or heat wave that is likely to occur
around flowering time of the specific crop. Damage reduction can be achieved
when the crop is sown to several varieties of different flowering dates.
3.
Temporal
diversification may achieve the same result as varietal
diversification, when phenology is concerned. The
purpose of setting a distinct planting date is to optimize crop development
with respect to seasonal climate, mainly rainfall in rain-fed agriculture.
Ideally the crop is planted at the beginning of the rainy season, rainfall
peaks when crop evapotranspiration peaks and it
terminates just before harvest time. When such conditions are reasonable
predictable, planting date can be set to optimize production. Where the timing
of rainfall is very unpredictable, adopting more than one planting date for the
given crop can reduce the risk involved with untimely rainfall and a given
planting date.
Cloud seeding is a form of weather
modification attempt. The process of cloud seeding involves deposition of cloud
condensation nuclei (CCN) into a specific region of the cloud. Seeding may be
achieved from above or through the clouds by aircraft, and from below where CCN
are carried into the cloud by updrafts. With either method, the CCN must reach
the super cooled cloud region, where water molecules remain unfrozen at
temperatures below 0C.
Experiments in cloud seeding have been performed for
the last 60 years. The results and benefits of this practice are still under
debate.
Information is available in the report on 'Weather
Modification by Cloud Seeding-A Status Report
1989-1997 by William R. Cotton,
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MITIGATION OF DROUGHT
STRESS BY CROP PLANT RESISTANCE
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The
following section is a summarized discussion. For a more comprehensive treatment
of the subject and for additional practical considerations and directives it
is recommended you read the following book by A. Blum (2010), entitled “Plant
Breeding for Water Limited Environments”, published by Springer. |
The nature of Drought Resistance
Drought
Resistance and Crop Yield
Crop plant breeding for drought
resistance has long been part of the breeding process in most crops that have
been or are being grown under dryland conditions.
During the period of the pre-scientific agriculture the genetic improvement of
plant adaptation to dry conditions was simply attained by repeatedly selecting
plants that appeared to do well when drought stress occurred. As a result of
many generations of selection by generations of farmers we now encounter such
materials, which are defined as “landraces” of the crop. Such landraces were
shown to posses distinct drought resistance traits.
Later, as scientific agriculture developed and following the emergence of Mendelian genetics, elaborate biometrical and statistical
methods for quantitative genetics analysis were developed to enable selection
for yield and yield stability more effectively and efficiently. An important
factor of yield stability is coping with drought and other abiotic plant
stresses. Subsequently, yield-based selection programs were augmented by
observing plants under carefully managed stress environments, followed by the
development of physiological selection criteria for stress resistance. More
recently, molecular methods, such as marker-assisted selection are being
adopted to facilitate more efficient selection for distinct components of
abiotic and biotic stress resistance. Finally, biotechnology is experimenting
with genetic transformation, which is in the process of being applied as an
additional solution to breeding for drought resistance.
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Fig. 1. The association
between yield and total seasonal precipitation for 3 different wheat
cultivars. |
Looking at crop drought resistance
from a botanical perspective it must be realized at the onset that there is a
vast difference between drought resistance in natural vegetation and in crop
plants. Natural vegetation has evolved to conserve the species. Henceforth,
plant survival and the capacity to produce at least one seed per life cycle
despite stress is the most powerful component of natural selection. On the
other hand, drought resistance in modern agriculture requires sustaining
economically viable plant production despite stress. Crop survival is of a
lesser consequence to economical farming. On the other hand, plant survival can
be a critical factor in subsistence agriculture, where the ability of a crop to
survive drought and produce some yield at all may translate into a difference
between famine and livelihood. Breeding for drought resistance is therefore
very tightly linked to the target environment of the crop, not only with
respect to its physical and chemical features but also its social grounds. The
recent developments in GIS technology are extremely important as a tool for
defining a target environment for the breeding program. GIS has been discussed
under impact of stress above.
For a variety of reasons
(see discussion below and #7963)
there is a general trade-off between a genetically high yield potential and
drought resistance. At the same time there is a yield advantage under drought
stress brought about by a high yield potential, to a limit. This is explained
in detail in #7963
and very briefly here through Fig.1.
Wheat
cultivar C is different from A and B in that it has a lower yield potential
(yield at high moisture conditions) but as moisture becoming deficient C turns
out to be superior to A and B. In terms of yield, C may be defined as drought
resistant while cultivars A and B are of high yield potential but are
relatively drought susceptible. The “crossover” where the advantage of C over A
and B under stress begins to be expressed is at about 300 mm or at a yield
level of about 300 g m-2. Hence, drought
resistance of C is expressed only when stress is sever (<300 mm). Still, it
is extremely important to realize that the high yielding cultivars A and B are
superior to the drought resistant C when drought stress is moderate (e.g. at
400 to 500 mm). A high yield potential therefore ascribes an advantage under
moderate stress conditions. On the other hand Fig.1 indicates that by
definition drought resistant cultivars have lower yield potential. Cases where
drought resistance has been improved together with yield potential exist but
they are very rare and exceptional and cannot be used to indicate a general
rule. With the available evidence the rule seems to be with Fig.1, with
exceptions. Fig.1 also implies that breeding for real drought resistance is not
required if yield in the target environment is not reduced (schematically) to
below 300-400 g m-2. On the other hand, real drought resistance
cannot be field- tested or evaluated if yield is above around 300-400-g m-2,
schematically. Consider the principle not the actual numbers.
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The components of drought
resistance
Drought
resistance in crop plants is conditioned by two major pathways: Dehydration
avoidance and dehydration tolerance.
Dehydration
avoidance is the capacity to avoid plant tissues and
cells dehydration under drought stress. Dehydration tolerance is the
capacity to sustain function when the plant is dehydrated.
As
discussed above under the “Impact of Stress”, moisture stress signals certain stress
responsive genes, which are responsible for a chain of events, expressed at
various levels of plant organization. It has been assumed almost axiomatically
that stress responsive genes are involved in adaptation; henceforth that they
are ‘stress adaptive’. It was later realized that not every stress responsive
gene is necessarily adaptive in terms of drought resistance or survival.
Irrespective
of the role and function of stress adaptive genes in plant drought resistance,
it should be recognized that not only stress adaptive genes determine plant
performance under drought stress. Genes that are expressed irrespective of the
environment also condition plant function and performance under stress. These
genes are expressed constitutively. An example for a constitutive
(non-adaptive) plant trait that may control drought resistance is potential
root size. Stress and soil conditions can affect root size in several ways but
potentially a deep rooted genotype will maintain its advantage over a
potentially shallow rooted genotype under conditions of deep soil moisture. For
this difference to be expressed plants do not have to be subjected to drought
stress conditions. On the other hand, stress-adaptive traits will be expressed
only when plants are subjected to drought stress.
Dehydration
Avoidance
Plant development and size
Plant size as expressed
mainly in terms of single plant leaf area or leaf area index (LAI) has a major
control over water-use, as explain under Impact
of Stress. Small plants and reduced leaf area are generally conducive to
low productivity while they limit water use. Botanists have long recognized
small plants bearing small leaves as typical ecotypes of xeric environments.
While such plants withstand drought very well their growth rate and biomass are
relatively low.
In the domain of plant
breeding, cultivars developed for dryland conditions
by selecting mainly for yield under such conditions often result in plants of
moderate size and water-use. For example this can be seen in dryland temperate cereals, which tend to have moderate
tillering. On the other hand researchers in the CSIRO Australia have concluded
(#3903)
that early plant (and seedling) vigour are important traits for dry conditions.
The reason is in the rapid ground cover achieved and the subsequent decrease in
water loss by direct soil evaporation at this stage. However, other benefits
for seedling vigour were also noted, such as the nitrogen status of the plant
(#7059). Early flowering which determines ‘drought
escape’ (see below) generally involves a reduction in plant size and
leaf area leading to reduced water-use. Small plants and small leaf area is a
decisive link between improved drought resistance and lower potential yield.
The Root
The most important control
of plant water status is with the root, whereas roots are the main engine for
meeting transpirational demand. Two major dimensions
describe the root: root depth and root-length density (Fig.3).
The more practically important dimension for most breeding scenarios is root
depth, which facilitate deep soil moisture extraction where such moisture is
available. It is a primary component of drought resistance. The development of
lateral roots at very shallow soil depth may have a role in capturing small
amount of intermittent rainfall.
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Fig.
3. Left panel: hydroponically grown
roots of two wheat cultivars differing in root length. Right panel:
roots of two sorghum cultivars in soil in a root observation box, differing
in root-length density. See
“sorghum root
growth. |
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Root depth in the cereals
is generally associated with a small number of main thick axes. Such fibrous root
system is often seen in upland rice, which has a deeper root system, in
contrast to lowland rice with the shallower roots. The control of root growth
is not only in the root. In the cereals, tillering is associated with
production of new crown roots from each developing tiller. Such profuse rooting
is at the expense of the growth of existing roots, deeper into soil. Hence,
limited tillering in cereals and grasses has been repeatedly observed to be
associated with relatively deeper root extension.
In certain soils a hardpan
can limit deep root growth and the capacity for hardpan penetration by roots
becomes a critical factor in drought resistance. The factors, which may support
axial root force and hardpan penetration, are not known and most research in
this area has been performed mostly with seedlings. In mature plants the
penetration of hardpan by roots seems to be better in plants that
constitutively develop fibrous and thick roots.
Many drought environments
present a situation where rainfall is low and soil depth that contains moisture
is permanently shallow. For example, in many of the drier Mediterranean
wheat-growing regions the wetted soil depth of around 60-80 cm is shallower
than the maximum root depth of wheat (>100 cm). Under such conditions a deep
root is not an issue. Other plant factors may then become far more important in
the control and use of the limited soil moisture, such as shoot developmental
characteristics (e.g. leaf area development or growth duration), osmotic
adjustment, leaf surface properties, etc.' Greater root length density will
allow to extract more moisture from a given soil volume which in certain cases
should provide several more days before wilting.
Another scenario of
seasonal soil moisture status is where the crop is grown on stored soil
moisture and there is little effective rainfall during the growing season.
Under such conditions the main consideration is to manage seasonal soil
moisture use such that sufficient moisture will remain for carrying the crop to
maturity. It is to be expected that with the available moisture the crop might
grow luxuriously leading to a large leaf area and an even greater water
requirement towards the latter part of the season. Hence, short growth
duration, small leaf area and perhaps a higher root hydraulic resistance can
achieve the control of seasonal water use. The last option has been researched at
the CSIRO Australia and an increase wheat root hydraulic resistance was
effectively attained by selection for smaller xylem element diameter. It is not
known whether this approach has found its way into actual application in wheat
breeding
Whatever may be the
constitutive form and function of roots, the environment can modify the root in
a pronounced way. Offcourse, soil conditions in terms of topsoil moisture and
deep soil hardness alter root growth and depth. Drought stress generally
inhibit total root mass (while it can modify its distribution). Root-length
density may locally increase in wet regions in the soil while it will decrease
in the drying parts. As soil moisture deficit develop throughout the profile,
the proportion of dry to wet soil increase so that the proportion of dead to
live roots increase. There is hardly evidence to show that total root mass
increase with drought stress. The shoot/root mass ratios consistently decrease
under drought stress, which is a universal expression of adaptation. The ratio
changes mainly due to the reduction in shoot mass.
The root system is highly
dynamic and as long as it is not senesced or diseased it is capable of regrowth
from meristems in the root axes and meristems in the root crown (in cereals and grasses). The
renewal of root branching into wet soil immediately after rainfall is
considered as an important factor in plant recovery from drought stress. Root
hairs are considered an important component of root length density and the
capacity for soil moisture extraction via improved contact with the soil.
Roots are a major target
and a candidate for marker assisted selection (MAS) for the apparent reason
that phenotypic selection for root traits is a slow and hard work in large
population. Still, practical results from MAS for root traits (e.g. 8095) are still limited.
Plant Surface
Plant surface structure, form
and composition carry a major impact on the plant interaction with the
environment. Plant surface absorbs solar energy part of which is used for
photosynthesis and most of which must be dissipated. Energy is dissipated by
reflection, emission and the dissipation of latent energy by transpiration.
Plant surface structure determines the reflective properties of the leaves and
their resistance to transpiration. Leaf resistance to transpiration is
offcourse largely determined by stomatal activity. However, plant surface
structure determines the hydraulics of leaf surface and the boundary layer
conditions, which affect the rate of water removal from the leaf surface, upon
transpiration. Therefore plant surface help to avoid dehydration by two
channels: improved reflectance of incoming g radiation (i.e. decreasing
net radiation) and by improved cuticular hydraulic resistance.
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Fig.
4.
Sorghum leaf epicuticular wax by the scanning
electron microscope; left normal (Bm genotype);
right low wax (bm genotype). |
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Fig.
5.
Leaf pubescence in the wild plant Solanum
elaeagnifolium (Silverleaf)
(right) as compared with cotton (left). |
After the stomata, the secondary
site for water loss by transpiration is the cuticle. The hydraulic permeability
of the cuticle is determined by the wax embedded in the cuticle matrix as well
as by the wax deposited over the cuticle. High cuticular permeability not only
affects non-stomatal transpiration pathway but it may also directly affect
water loss from guard cells and therefore their water status and stomatal
aperture. Fig.4. presents an example of a difference in epicuticular
wax load between two sorghum genotypes. The lower wax (bm) genotype had far greater total leaf
transpiration than the Bm genotype.
Epicuticular wax is
deposited in different forms and structures, most likely as a function of its
composition. The environment also affects the density of epicuticular
wax. Conditions of water stress, high temperature, and high radiation increase
its density. The full genetic potential for wax deposition is therefore best evaluated
in plants subjected to stress.
In practical terms, the
quantitative effect of wax on transpiration is finite, and for a given plant,
the increase in epicuticular wax load beyond a given
threshold would not reduce transpiration. Sorghum typically represents
relatively high potential epicuticular wax deposition
while rice represents species that lack in this respect, as estimated by
quantifying epicuticular wax and by rate of cuticular
transpiration. Hence, there is a potential for improving drought resistance in
rice by genetically increasing epicuticular wax load.
The shape and angles of
the cuticular wax deposits of may affect the spectral properties of the leaf.
Thus, for example, the glaucous appearance of some wheat genotypes is
determined by the structural properties of the wax deposits. Increased glaucousness was found to result in an increase in leaf
reflectance of wheat and sorghum within the spectrum range of at least 400 to
700 nm and possibly also at the UV-B. This increase in reflectance may result
in a reduction in net radiation and leaf temperatures in glaucous genotypes.
Leaf pubescence
is a common feature in xerophytic plants (Fig. 5) as well as in some crop
plants, such as soybean. Generally it increases reflectance from the leaf within
the range of 400 to 700 nm and sometimes up to 900 nm, resulting in lower leaf
temperatures under high irradiance. It is sometimes argued that the increased
reflectance in the photosynthetically active waveband
would reduce photosynthesis under non-stress conditions. Under conditions of
stress, there is a trade-off between the effect of pubescence towards the
reduced stress load and its possible effect on photosynthesis.
Increased leaf pubescence
may increase the leaf boundary-layer resistance by up to 50%. However, it has
been argued that this should carry a relatively small effect on water and C02
exchange, as compared with the effect of pubescence on the radiative
properties of the leaf.
Leaf colour can affect the
thermal properties of the leaf. In both wheat and barley there are ‘yellow
leaf’ cultivars, which have about a third less chlorophyll than the ‘normal’
ones. The ‘yellow’ cultivars tend to perform relatively better under drought
stress as compared with the normal green. Yellow leaves are more reflective and
their temperature is relatively lower than that of green ones. Beyond this
difference in reflective properties, the low chlorophyll lines seem to sustain
lower injury to the photosystem under conditions of
high irradiance and water deficit (#3817).
Osmotic
adjustment (OA)
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Fig.
8. Differential response to drought stress
of a high OA cultivar (left) and a low OA cultivar (right) of wheat. |
When
water deficit develop various solutes accumulate in cells and subsequently
tissue osmotic potential is reduced (see Fig.1 in Stress Impact page).
Tissue osmotic potential can be reduced merely by the concentration of cellular
solution due to water loss. This is not OA. OA is derived from the net increase
in cellular osmolality caused by the accumulation of solutes such as various
ions (mainly potassium), sugars, poly-sugars (e.g. fructan),
amino acids (e.g. proline), glycinebetaine,
etc.’ Recently constitutive accumulation of natural solutes (e.g. glycinebetaine) and exotic solutes (e.g. mannitol)
were engineered and tested for functionality in model plants such as
tobacco. OA occurs when cellular water
deficit exceeds a certain threshold, which is not universally determined. Nor
has the exact signalling for OA been resolved. OA is a slow process requiring
time, and very rapid desiccation in experiments or even in the field may not
allow for OA. Ideally the rate of desiccation should not be greater than about 0.1 MPa day-1.
Practically, it should take around 2 weeks from fully hydrated state to wilting
on order for the full capacity and impact of OA to be expressed in whole plant.
The rate of OA varies greatly among species and cultivars. A minimal rate of OA,
which can be considered as effective, is about 0.3 MPa
and rates of up to 1.5 to 2.0 MPa were observed in
certain cereal cultivars. Some crop plants generally tend to be better at OA
than others with cowpea and maize generally having lower rates while indica rice, sorghum and wheat tend to express
higher rates. See comparison of OA measurement methods.
OA
is probably one of the most crucial components of adaptation to drought stress.
It help maintain cellular turgor at a given leaf water potential and thus delay
wilting (Fig.8). OA enables to sustain growth and productivity at lower plant
water status. Irrespective of the effect on turgor maintenance, the accumulated
solutes protect cellular proteins, various enzymes, cellular organelles, and
cellular membranes against desiccation injury. Hence, cell and tissues may
continue to function despite the progressing desiccation. This is why the
accumulated osmotic solutes are sometimes defined as “protectants”.
One consequence of OA at the whole plant level is the continued growth of roots
and the extraction of deeper soil moisture. Finally, OA is crucial for the
conservation of meristem viability under desiccation towards the recovery of
function upon dehydration. OA in different cultivars of wheat, sorghum, various
pulses and brassicas has been shown to be well
associated with biomass and/or yield under drought stress.
Upon
rehydration the various solutes are recycled and
metabolised to the extent that the accumulated sugars, for example, are
considered as an important energy resource for recovery growth.
Extensive
genetic engineering efforts are being made to use the phenomenon of OA in the
design of stress resistant plants (e.g. #4635, #5897). Most experiments
involve transgenic model plants that were modified to constitutively express
the accumulation of osmolytes. Such transgenics that accumulate glycinebetaine,
D-ononitol, mannitol, and trehalose gave positive or
inconclusive results with respect to stress resistance, and work in this area
is developing rapidly.
Non-senescence (delayed
senescence or “staygreen”)
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Fig. 6. “Stay green” (left)
and “normal” (right) cultivars of sorghum under post-flowering stress |
Plant senescence is a genetically
programmed process, accelerated by environmental stress such as drought, heat,
and nitrogen deficiency. The primary expression of leaf senescence is the
breakdown of chlorophyll and the subsequent collapse of photosynthesis. Leaf
greenness as measured by chlorophyll content or by leaf reflectance properties
(using the Minolta chlorophyll meter for example) is becoming an acceptable
estimate of senescence (and leaf nitrogen status). In various crops certain
genotypes were identified as expressing delayed senescence or non-senscent or stay-green phenotype (#4440) (Fig.6). These genotypes generally sustain leaf
greenness and photosynthesis for a longer time and consequently tend to yield
more. Since drought stress accelerates senescence, stay-green (SG) genotypes
are important in sustaining green leaf area under stress.
SG does not present a
uniform expression across different crop plants. In sorghum for example SG can
be associated with high stem soluble carbohydrate content and greater
resistance to lodging caused by stem ‘charcoal rot’. In sorghum and millet at
least, SG genotypes sustain higher RWC under stress as compared with normal
ones. This is why SG is discussed under ‘dehydration avoidance’. Maintenance of
RWC is not necessarily an expected result of delayed chlorophyll loss or
delayed leaf protein breakdown. Furthermore, certain SG genotypes of sorghum
are expressed better when exposed to drought stress. Hence, the phenotypic
selection of SG in sorghum (and perhaps other crops) is more effective under
post-flowering drought stress.
SG is at least partly regulated
by endogenous plant hormones, whereas in certain cases an increase in kinetin in leaves promoted SG. In other cases SG was
associated with decrease in plant ethylene content. Such hormonal regulation
can involve both nitrogen and water status of leaves.
The expression of SG and
plant senescence in general can be markedly influenced by intra-plant
interactions which involve assimilate partitioning and endogenous hormonal
balance. A simple exercise to obtain a SG phenotype in grain producing crops is
by detaching the inflorescence at flowering. Grain set and grain growth
generally enhance leaf senescence by enhancing carbohydrate and nitrogen export
from leaves into the grain. Very low yielding or partially sterile plants may
present some delay in senescence when subjected to drought stress during grain
filling.
There are ongoing attempts
to achieve genetic transformation of SG trait by either promotion of endogenous
kinetin or by antisense
suppression of ethylene. QTLs for SG are being
identified in several crops (see Biotech
Issues) and marker assisted selection for the trait is possible in
sorghum and probably other crops in the future.
Dehydration Tolerance
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Effect
of stress kinetics on differential gene expression of immature ears of maize.
Plants were grown in buckets where drought stress reached the point of null
photosynthesis (Pn) in 5 days. Plants were grown in
the field where the same state of stress was reached after >5 weeks (From Barker
et al., 2005). |
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Stress
Phenotyping |
Stress
kinetics |
%
genes responding |
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Stress
in a large pot |
Rapid
(5 days) |
27 |
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Stress
in the field |
Slow
(4 weeks) |
2 |
Cellular
and molecular adaptive processes in response to water deficit do not occur
until a certain level of water deficit has been reached. Cellular and molecular
adaptive responses serve one or more of the following major functions: (a)
reduce whole plant growth in order to reduce plant water-use; (b) reduce the
rate of cellular water loss and retain cellular hydration; and (c) protect
various cellular structures and functions as cells desiccate.
With
modern
molecular research tools it becomes fairly straightforward to reveal
hundreds of genes that are up regulated or down regulated in response to plant
tissue water loss. However, research into the function of most of these
genes is not as developed. Subsequently the exact function at the whole plant
level of the found gene responses to cellular water deficit is not well
understood to the extent that they can be used in plant breeding. However,
there is slow progress in this area as can be seen in our 'Biotech Issues' files. In terms of
application to plant breeding dehydration tolerance is the capacity to function
in a dehydrated state which often (but not always) means the involvement of
stress responsive and adaptive genes. Most of the information that is relevant
for application to breeding is derived from whole plant physiological studies
while some rudimental information comes from genomics.
Plant
physiology always cautioned that the evaluation of plant response to drought
stress and the evaluation of plant adaptation require sufficient time under
stress. Adaptive plant responses to drought stress do not only depend on the
level of tissue desiccation but also on its rate (e.g. #3418). It was well
established that fast or slow desiccation may have totally different impact on
results in terms of adaptation. Very rapid desiccation often exercised in
laboratory experiments is totally irrelevant even though statistically
significant results can be obtained. Tissue desiccation under natural
conditions is slow. Confirmation
of this axiom is now received from a gene expression study in maize as
presented in Table, which speaks for itself.
Stem Reserve Utilization
The current source of carbon for grain
filling is assimilation by the light intercepting viable green leaf area. This source
is normally diminishing due to natural senescence and the effect of various
stresses. At the same time the demand by the growing kernel is increasing, in
addition to the demand posed by maintenance respiration of the live plant
biomass. When the demand by the grain sink is not fully supplied by the source
of current assimilation, plant reserves can provide the balance.
Small grains and cereal
stems store carbohydrates in the form of glucose, fructose, sucrose, fructans or starch. Total storage in cereal plant roots or
leaves is relatively small to that in the stem (including leaf sheaths). This
storage is commonly analysed as total non-structural carbohydrates (TNC) or
water-soluble carbohydrates (WSC) (#2722) and it is available for translocation
to the grain.
Usage of stem reserves
depends on the available storage and the rate and duration of mobilization of
storage to the grain. The size of the storage strongly depends on favourable
growing conditions before anthesis and genotype. Developmentally, potential
stem storage as a sink will also be determined by stem length and stem weight
density (stem dry weight per unit stem length). Stem length, as affected by the
height genes is important in affecting stem reserve storage, as demonstrated in
sorghum (#3561).
The Rht1 and Rht2 dwarfing genes of wheat
were also found to limit reserve
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Fig.
7.
Grain of two wheat cultivars subjected to sever drought stress during grain
filling (right). Top: cultivar
with superior capacity for stem reserve utilization; bottom: normal
cultivar. Note the shriveled grain under stress in the latter. |
storage
by about one third as a consequence of a reduction in stem length. This may be
one of the reasons for the recognized greater drought susceptibility of the
dwarf high yielding wheat cultivars.
Stem reserve mobilization or
the percentage of stem reserves in total grain mass is affected by sink size,
by the environment and by cultivar. It is not surprising that
different published estimates of the percentage of grain yield that is
accounted by stem reserves range from 9 to 100%.
The demand by the grain
yield sink is a primary factor in determining stem reserve mobilization. When degraining reduced sink size, more reserves were stored in
the stem, as compared with intact ears. The availability of storage at grain
filling does not necessarily assure mobilization. There are cases on record
where despite stress conditions the available storage was not utilized. This
may be traced to problems in enzymatic conversion of storage to transportable
constituents or sometimes inhibition of sink processes. For example, when heat
stress occurs starch synthesis in the wheat grain
might be inhibited by a thermolabile enzyme (such as soluble starch synthase)
and available stem reserves would not be in demand.
The reduction in current
assimilation during grain filling, under different stresses, will induce
greater stem reserve mobilization to and utilization by the grain. What is
important is the reduction in assimilation and not the nature of stress causing
the reduction. Thus, stem reserve mobilization is a solid source of carbon for
grain filling under any stress, which would inhibit current photosynthesis,
including biotic stresses such as late developed leaf diseases. Tolerance to Septoria leaf blotch in wheat is expressed in
sustained grain filling under sever epiphytotic. It has been demonstrated that
mobilized stem reserve is a major component of Septoria
tolerance in wheat (#2659).
The full potential for
stem reserve utilization of a cereal cultivar can be experimentally assessed by
growing plants under favourable conditions and then detaching all leaf blades
and shading the inflorescence at the onset of grain filling. Grain weight per inflorescence in such treated plants as compared with
controls provide a reliable estimate. It appears that wheat genotypes
differ in their capacity to store stem reserves (Fig.7). Cultivars that have
this high capacity must also possess relatively long grain filling period in
order to allow sufficient time for reserves to be mobilized into the grain.
A possible “penalty” for high
stem reserve utilization capacity is accelerated shoot senescence, due to the
export of storage into the grain. Thus, it seems that the two factors cannot be
recombined and a breeder must opt for either stem reserve mobilization or
delayed senescence trait as mechanisms supporting grain filling under stress.
Cellular
membranes
The
fluid mosaic model of the cellular
membranes (CM) describes the membrane as a bi-layer of phospholipids and
glycolipids studded and spanned by proteins partially or fully solvated by the
lipid matrix. CM is central site for various cellular functions,
especially those associated with membrane bound enzymes and transport of water
and solutes. The function and role of the CM under extreme temperature stress
is somewhat clearer than with drought stress.
The
phospholipids in terms of their quantity and composition are generally
considered as the more crucial components of cellular membrane stability under
drought stress. The most notable factor in cellular membrane function under
desiccation is that plant exposure to slow desiccation or to other stresses,
typically extreme temperature stress signal a hardening (“acclimation”) effect
that is expressed in increased membrane stability under desiccation stress.
While it is not clear how cellular membrane stability under stress is
translated into a yield advantage in stress affected crops, such relationship
has been indicated in several studies (e.g. #2676, #2985).
Water
passage through both the plasma membrane and the tonoplast is crucial to cell
life and specific proteins inserted in the membrane largely regulate it. These
“water-Channel” proteins, also termed “aquaporins”,
respond to various signals and “molecular switches”. These pores are highly
selective to water and they play an import role in cellular water relations in
response to plant water deficit and osmotic stress. For example, maize root aquaporins were found to be stimulated by water deficit,
resulting in improved water transport. The study of aquaporins
and their function is now at the forefront of research on cell water relations.
Greater understanding of aquaporin role in drought
response and adaptation is expected in the near future.
Antioxidation
Oxidative
Stress is a general term used to describe a state
of damage caused by reactive oxygen species (ROS). ROS, such as free radicals
and peroxides, represent a class of molecules that are derived from the
metabolism of oxygen. There are many different sources of ROS that can cause
oxidative damage to an organism. Most come from endogenous sources as
by-products of normal and essential reactions, such as energy generation from
mitochondria or the detoxification reactions. Free radicals are unstable
because they have unpaired electrons in their molecular structure. This causes
them to react almost instantly with any substance in their vicinity. Free
radicals destroy cellular membranes, enzymes and DNA.
Antioxidants
are active substances naturally occurring in all organisms which detoxify free
radicals. These are for example superoxide dismutase
(SOD), catalase, glutathione reductase or ascorbate
peroxidase. SOD, for example, converts the O2º to H202
and Catalase converts H202 to molecular oxygen (O2).
Drought,
as well as other stresses cause oxidative stress in plants and antioxidant
abundance and activity is important for the protection of metabolism under
stress. When various studies are reviewed it is unclear whether the genetic
enhancement of antioxidant production in plants beyond the natural level is
indeed required to alleviate drought stress at the whole plant level and
whether the naturally occurring active antioxidants are not sufficient to
protect the plant. It has been shown that drought induced oxidative stress
related genes and that this was associated with increased levels of various
antioxidants in plants. The most important information in this respect is coming
from the developing work with transgenic plants, which over express antioxidant
production. When these studies are taken as a whole, no clear conclusions can
be made yet with respect to the advantage in the overproduction of antioxidants
to improve plant production under drought stress. More information is available
on this site under “The Stresses”.
Stress
proteins and Chaperons
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Fig. 9. Rice transgenic
plants over expressing the HVA1 barley embryo LEA protein and subjected to
drought stress. The middle pot is the ‘wild type’ (control) plant. These transgenics were developed by Prof. R. Wu and associates
at |
Stress
proteins is a large group of different proteins induced by different
environmental and biotic stress in various organisms ranging from prokaryotes
to man.
A
group of relatively small molecular weight proteins is developmentally
regulated in growing seed such as that of barley. Their accumulation during
embryo development has a role in protecting the embryo as the seed matures and
desiccates during maturation (typically to about 10% water content). These are
defined as ‘late embryogenesis abundant’ (LEA) proteins. Further research found
that LEA proteins consist of a family, including several similar
proteins
such as “dehydrins”. These are not limited to seed
embryo and they can be induced by drought stress in various plant tissues. Some
are ABA responsive while others are not. Additional information especially on
LEA protein and desiccation tolerance in seed is available on line.
Work
with transgenic plants indicated that the LEA family of stress protein might
have a role in drought and osmotic stress resistance. Their exact function is
not clear but it may involve osmotic adjustment or protection of cellular
membranes or organelles during desiccation. They may also act as molecular
chaperons and in that respect they are very similar to low molecular weight
heat shock proteins (HSP) (#3741).
In this role they may conserve protein structure during stress. The LEA family
of proteins may carry an important potential for enhancing stress resistance
(Fig.9).
ABA (abscisic acid) accumulation and its consequences
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Genotypes
of wheat that were selected for a high capacity for ABA accumulation under
drought stress were found to be no better or even worse than the normal ones in
terms of function and yield under drought stress. Selection for low leaf
On the
other hand
Drought
escape and plant phenology
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Fig.11. Early flowering (left) and late flowering (right) sorghum
cultivars under late-season drought stress. The late cultivar will not flower
at all due to stress. |
Short
growth duration (generally defined by early flowering) constitutes an important
attribute of ‘drought escape’, especially for conditions of a
late-season drought stress (Fig.11). On the other hand, longer growth duration
is often associated with high yield potential. Consequently, using drought
escape as a solution may involve a cost in terms of reduced yield potential.
This is serious, especially when the moisture environment is unpredictable and
may vary to a large extent between years. The more predictable the environment
is, the easier it becomes to optimise phenology. The unpredictability of the
environment may reach a state where short growth duration is a drawback,
especially in indeterminate plants that offer a potential for regrowth and
productivity upon recovery. A longer growth duration
in both determinate and indeterminate plants would improve the probability for
regrowth upon recovery simply because, on the same calendar day, late-maturing
genotypes are younger than early ones and younger plants recover better. The
final decision on the optimum growth duration has, of course, to consider
additional factors, such as late-season disease and insect pressure or periods
of frost.
Early
maturity leads to reduced, total seasonal evapotranspiration
simply because of the shorter time in the field. However, as growth duration is
genetically linked with leaf number, early genotypes tend to have a small
transpiring leaf-area index. Thus, early genotypes show reduced evapotranspiration during most growth stages, up to the
point where a full ground cover is achieved. At most growth stages, root-length
density and total root length per plant is generally greater in a late than in
an early cultivar. This should be reflected in an advantage for the late
genotype under conditions where extensive rooting is required.
A phenological feature
specific to maize is the timing of anthesis with respect to silking, defined as
anthesis-to-silking interval (ASI). Evidently a short interval is desirable
whereas a large interval results in poor pollination. The maize program at
CIMMYT dedicated many years of work to research the trait and explore its
significance in tropical maize breeding for stress environments (#). Maize germplasm can vary for ASI irrespective of the effect of
stress; a short ASI is a universally important trait for maize production.
However, stress, and especially drought during the reproductive stage may
extend ASI and thus reduce yield. Maize genotypes may vary in ASI under drought
stress from few days up to a month or more. The effect on yield of change in
ASI between null and 10 days is exponential. Selection for short ASI under
drought stress proved to be the most effective approach to improve drought
resistance of tropical maize. QTLs (quantitative
trait loci) controlling ASI were located and marker-assisted selection is
possible.
Different crop plants may
advance (e.g. wheat) or delay (e.g. rice) their flowering when
stress occurs before flowering. The rate of delay is a function of plant water
deficit and probably also ABA signalling. The rate of change in flowering time
under stress can be taken as an index of genotypic rate of stress in the field.
Water-use
efficiency (WUE)
WUE is not a component of drought
resistance but the term implies greater production for a given amount of
limited water. Namely “more crop per drop”. This is not necessarily the case.
As the following discussion will clarify, high WUE
result (in most cases) from “less drop per crop”.
WUE was originally developed by agriculture
engineers as a ratio between yield and irrigation water in order to assess
returns for irrigation input and cost. WUE is an important yardstick to measure
irrigation efficiency. The WUE term was later adopted by soil scientists and
agronomists for a wider use in agronomy, including dryland-rainfed
crop production. Physiologists found the term useful also at the leaf level in
studies of gas exchange where WUE (i.e. “transpiration ratio”) is
defined as the ratio of carbon fixation to transpiration. WUE can therefore be
used at various levels of the crop, from the single leaf to the field.
Studies of water use efficiency at the whole plant and field level were cumbersome due to the work load and costs involved in assessing whole plant or crop water use, especially when large plant populations in plant breeding were considered. The breakthrough came with the development of better understanding of stomatal dynamics, gas exchange and photosystem function, leading to the carbon isotope discrimination (delta) assay as a heritable marker for WUE at the whole plant level (Farquhar et al. 1989
; Hall et al. 1994). The reader is referred to these papers for details on the theory and the method (which is not cheap). In the majority of cases low carbon isotope discrimination (low delta) as measured in the grain or the leaves was found to be well correlated with high WUE across variable genetic materials and vice versa, with very few exceptions where delta was not associated with WUE.An important contribution
of the carbon isotope discrimination method was that it enhanced research on
WUE and provided extensive data on the subject especially in the context of
breeding and genetic diversity. At the same time the large volume of published
information on delta, WUE and their implications towards selection for water
limited environments created some confusion in the plant breeding community.
Confusion was largely created by the fact that the relations between delta
(WUE) and yield were sometimes positive and sometimes negative, depending on
the crop growing conditions. It therefore appears that WUE as a target in
breeding for water-limited environments is obscure if not constantly moving.
Plant breeders discussing carbon isotope discrimination and WUE expressed
confusion on two primary questions: (1) under what environmental conditions
selection for carbon isotope discrimination is expected to result in yield
gain, and (2) which direction should selection be made, high (low delta) or low
(high delta) WUE.
Once a breeder can resolve
the question for what delta value he should select for under the drought
conditions of interest, the second question is if what he really requires is a
genotype expressing high WUE under drought stress. WUE is often equated in a
simplistic manner with drought resistance without considering the fact that it
is a ratio between two physiological (photosynthesis and transpiration) or
agronomic (yield and crop water use) variables. As a ratio it is often
susceptible to misinterpretation, especially when the dynamics of the nominator
and the denominator are ignored. A discussion of WUE in the context of plant
breeding for plant production under water limited environments is presented by Blum (2005). However, a second
paper (Blum 2009) provides
further insight into WUE in breeding and explains the source of the confusion
about WUE in breeding and why it is an ambiguous selection criterion for yield
in most water limited environments. This review suggests that the target of
plant breeding for water limited environments is effective use of water (EUW)
rather than WUE.
Photosynthetic
systems and water-use efficiency
Plant science is still
seeking ways to genetically increase productivity for a given unit of water-use
under drought stress. The key is in photosynthesis. The C4
photosynthetic metabolism as compared with the more widely common C3
type photosynthetic metabolism is intimately associated with superior
productivity at given water-use. The C4 pathway of photosynthesis as found in maize,
sorghum, pearl millet, and various forage grasses is essentially a pumping
mechanism that moves C02 from the mesophyll cells and causes high C02
concentrations in the specific biochemically active vascular-bundle sheath
cells. This mechanism goes hand in hand with certain anatomical and
morphological features of the C4 plant (“Kranz
leaf anatomy”) that are inseparable from the system as a whole. The C02-concentrating
mechanism results in a high utilization efficiency of low intercellular C02
concentrations. This is due to the PEP carboxylase enzyme in the C4
plant, which unlike RuBP carboxylase is insensitive
to atmospheric 02 concentrations. Atmospheric 02
concentrations are strongly inhibitive to C02 uptake in C3
plants where C02 is fixed directly by RuBP
carboxylase. In C4 plants C02 fixation is carried out in
the bundle-sheath cells using C02 from decarboxylated C4
acids in the mesophyll cells. This sequence results in sufficiently high C02
concentration maintained at the bundle sheath cell. The efficiency of the C02
fixation pathway in the C4 plant bears significance toward its
transpiration-ratio. For a given rate of transpiration, photosynthesis is
greater in C4 than in C3 plants. This advantage is also
translated into a greater plant or crop WUE. It is not, however, necessarily
related to drought resistance. However, under well-watered conditions, such as
with irrigation, the greater WUE of the C4 plant is most likely
translated into better economic returns on the cost of irrigation. The normal
WUE (for grain yield) of supplemental irrigation in grain sorghum (C4)
is about 20 kg mm-1 ha-1, as compared
with 10 kg mm-1 ha-1 in wheat (C3).
Whereas WUE is often
confused with drought resistance it is very important to take note of a
comparative study of C4 and C3 Panicoid
grasses (#10259).
It concluded that declining C4 photosynthesis with water deficit was
mainly a consequence of metabolic limitations to CO2 assimilation,
whereas, in the C3 species, stomatal limitations had a prevailing
role in the drought-induced decrease in photosynthesis. The drought-sensitive
metabolism of the C4 plants could explain the observed slower
recovery of photosynthesis on re-watering, in comparison with C3
plants which recovered a greater proportion of photosynthesis through increased
stomatal conductance. Therefore, within the Panicoid
grasses, the high WUE C4 species are metabolically more sensitive to
drought than the lower WUE C3 species and recover more slowly from
drought.
Plant science is
attempting to improve yield of C3 plant such as rice by converting
their biochemistry to C4. Less ambitious but more closely at hand is
the possibility of improving C3 leaf internal, or mesophyll,
conductance to CO2, leading to greater leaf productivity per unit
transpiration (#10465).
Conclusion
It is not uncommon
to come across opinions that drought resistance is “very complex” or
“confusing” or “difficult”. However, while drought resistance is not simple in terms
of its physiological nature, it is conceptually simple if one accounts for two
main considerations.
Firstly, besides
adaptive traits drought resistance is strongly dependant on plant constitutive
traits that are not necessarily induced by stress and do not require stress for
their expression.
Secondly, the most
important factor of drought resistance in crop production and very possibly
also in natural vegetation is the ability of the plant to maintain high water
status or high turgidity. This would allow sustaining function better as
environmental stress increases. Various traits affect the capacity to maintain
high water status and turgor. Depending on the drought stress profile, the most
effective traits in terms of agronomic value are growth duration, plant size,
root depth, and osmotic adjustment.
The capacity to
sustain plant function at low plant water status is a rare occurrence in crops.
Research shows that genotypic differences in crop plant function under drought
stress can often be accounted for by respective differences in plant water
status under stress rather than by true difference in function at low water
status.
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BREEDING
FOR DROUGHT RESISTANCE
Some Principles
The primary difficulty and
the most important task in planning a breeding program for the improvement of
drought resistance is the formulation of the drought resistant ideotype with respect to the target of the breeding
program. This involves an educated logical integration of most of the
information discussed on these web pages and their links, applied to a
well-understood and defined target environment. The primary issue is the
decision on the important phenological, developmental and adaptive traits that
would be most effective in supporting production or survival under drought
stress, depending on the agro-ecological, social and economic conditions of the
target environment. The level of funding and intellectual support for the
specific breeding program will determine whether the ideotype
is likely to be attainable.
Conventional breeding for
general yield improvement relies very strongly on selection for yield and its
components as a main approach. Conventional breeding for drought resistance
supplements selection for yield by selection for developmental and
physiological attributes, which may require physiological measurements in
breeding populations. Physiological methodology is generally slow and
meticulous and it does not allow to measure and screen large plant populations.
In most cases, indirect or rapid methods were developed as screening aids to
replace the slow physiological methods. While this resulted in reduced accuracy
of the measurement, it still allows partitioning the population into the
desirable subpopulations. This is sufficient in the eye of the breeder who is
not interested in outmost accuracy of measurements but rather in being able to
reduce the population by excluding the least appropriate phenotypes.
The flaw in conventional
breeding is that the breeder can identify the genotype only by measuring the
phenotype. The efficiency of this approach depends on many factors, including
inheritance of traits, environmental effects, measurement error and more. For
certain traits, such as root depth, phenotypic measurements in very large
breeding populations are technically impractical. Marker assisted selection (MAS) is a molecular technique which allows to
select the desirable genotype without actually measuring the phenotype. Read more on the basics of MAS and potential application to
drought resistance breeding.
A general example for a
case of upland rainfed rice in South-East Asia is
briefly discussed below, as a very simplified demonstrative exercise.
In most upland/rainfed environments where rice may be grown soils
generally contain moisture at depth. Rice is known for its shallow roots. The
development of deep roots is therefore crucial for upland/rainfed
rice as a major trait for sustaining plant water status. Deep roots are
associated with a limited number of main root axes and limited tillering.
Limited tillering is associated with reduced canopy area, which should moderate
water-use. On the other hand a sparse canopy does not allow good competition
with weeds, where weeds are a serious problem. In some rice soils roots will
not grow and penetrate the soil due to the existence of a hardpan. The capacity
for hardpan penetration by roots is important and it can be improved. Molecular
marker assisted selection (MAS) for these root traits in rice is possible.
Rice is
characterized by very high leaf cuticular conductance, leading to a poor
control over transpiration. Improved cuticular resistance by increasing epicuticular wax deposition is a reasonable breeding
target, in addition to root traits.
Rice is especially
sensitive to drought stress during flowering resulting in high rate of floret
sterility. A complete understanding of the exact causes of drought-affected
sterility is not at hand yet. It is however clear that increased cuticular
resistance of spikelet surfaces would moderate panicle desiccation. Higher rate
of osmotic adjustment and the accumulation of protective solutes should protect
floral part against desiccation. MAS for osmotic adjustment in rice might be
possible.
Drought stress at
the reproductive stage is a common and a major problem in these ecosystems,
therefore phenotyping for panicle fertility is
important. Early flowering might ascribe an advantage, pending consideration of
other factors involved with early flowering (reduced yield potential, etc').
Delayed senescence may be important in other crops. Information on the value of
this trait in rice under drought stress during grain filling is not sufficient.
Stem reserves are an important factor in sustaining rice grain filling under
drought stress (e.g. #5351).
In conclusion, there
are potentially important traits for improving drought resistance in upland
rice, such as root traits, cuticular resistance, osmotic adjustment and
probably stem reserve utilization for grain filling. MAS can be used for some
of these traits. A managed stress environment for the control of drought phenotyping at the reproductive stage would be an essential
requirement for such a breeding program.
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The Managed Stress
Environment
While the field in the
target stress environment is the primary goal of the breeding program,
paradoxically, it is often inappropriate for selection work. Besides the
amplified spatial field variability when water is limited, stress is also
variable from year to year. The water regime can be too sever in one year,
causing complete loss of breeding materials on one hand or too favourable to
constitute any stress pressure in another year. Drought stress in different
seasons can also occur in different growth stages. Stress in the target field
environment is typically inconsistent, causing reduced efficiency in the overall
selection program. It may be argued that this variability is an inherent
problem to be addressed in breeding. While this may be true, selection becomes
very ineffective if it is practice under such a variable protocol. For example,
if drought resistance is to be improved at two different growth stages, it must
be logically addressed separately for each different stage, followed by
recombination. It follows therefore that the field-screening environment must
be managed for stress intensity and timing to a level that can result in a
consistent selection pressure from one cycle to the next. This is roughly
analogous to the use of controlled disease infection in the selection for
disease resistance.
Controlled drought
stress implies the appropriate duration and severity of stress at the
appropriate plant growth stage. Controlling drought stress in the greenhouse or
the growth chamber is relatively straightforward. In the field, however various
means are required to achieve control by eliminating rainfall on one hand and
by providing irrigation on the other. The ideal field
selection site for drought resistance would be in a desert environment with a
minimal amount of rainfall, where almost any crop water regime can be designed
by irrigation. While this may not always be possible it is the conceptual basis
of the managed stress environment. It follows that most breeding programs which
have a component for drought resistance must develop a special phenotyping site where stress can be managed to a
reasonable extent. Alternatively, certain natural drought stress conditions may
be quite repeatable from year to year or very easy to manage by irrigation.
This is the case for crops grown exclusively on stored soil moisture from
previous season precipitation. This stress scenario is found for example in the
Mediterranean summer crops or the “rabi” season in
parts of India.
When terminal stress
(stress at the final reproductive growth stages) is considered, a delay in
planting in most cases would put this stage in a dry season. Another
possibility is to grow the population during a dry off-season if climate and
biotic factors allow it. This approach was very successful with upland rice
breeding at IRRI in the Philippines. Since growing plants in the dry offseason might expose them to somewhat different climatic
conditions, an offseason nursery should be used
mainly for recording results on drought resistance responses but actual
selection should be performed with the same (duplicate) materials during the
normal season. Exceptions are noted where selection for yield under stress in
an offseason stress nursery was effective in gaining
progress for drought resistance. The corollary is to understand the climatic
and biotic factors which might affect plant growth and yield in the offseason nursery.
When a managed field site
is impossible to achieve, the next option is the rainout shelter. A complete
discussion of this option is available here.
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Fig.
12.
Forage sorghum breeding materials (tall plants) grown on a line-source
irrigation system. Source is indicated (arrow) and the growth of plants is
seen reduced perpendicular to the source. |
Where rainfall is limited
in the natural field selection environment, such as dry season in the tropics
or the summer season in the
Variability of
the field environment
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Fig. 13. Aerial photograph
of a sorghum breeding nursery under dryland
conditions in a farmer field (see text). |
Any book on field
experimentation deals extensively with the issue of spatial variability in the
field, which is a major problem requiring detailed statistical design and
analysis of field experiments. The field
is variable in terms of topography and soil characteristics. Soil characteristics
vary in all dimensions. This variability is amplified when the water regime is
concerned and especially when water is lacking. Fig.13 demonstrates field
variability for soil moisture seen in a sorghum breeding nursery subjected to
drought stress. Plots that are generally above the drawn line are situated on
wetter soil and therefore appear more colour saturated (having higher leaf
water status) as compared with more desiccated plots below the line.
Whichever
methods and precautions are deployed to handle field variability as a generator
of experimental error, these become especially critical in experiments
involving water deficit. While suitable field topography (flat with a slight
homogenous slope) can be identified, it is extremely difficult to estimate soil
variability at the site with respect to its water characteristics, just by
using soil tests. It is therefore highly recommended to perform a field
homogeneity test by growing a homogenous commercial crop in the candidate field
before choosing it for screening work. The crop should be water stressed and
then observed for variability in plant development. Photogrammetric methods can
also be applied for this purpose. Machinery that surveys the field by measuring
soil electroconductivity is becoming a popular method
after its use in precision agriculture application.
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Yield
as a Selection Criterion for Drought Resistance
The issue of selection for
yield and the impact of the environment on genetic gains from selection and
selection efficiency are under continuous debate as a central issue in
conventional plant breeding. The comparative yield performance of two genotypes
with respect to one another can vary from one environment to the other and this
is basically defined as genotype by environment interaction (GxE) for yield. Generally, the ideotype
preferred by most breeders and breeding textbooks is one that expresses minimal
GxE and its yield is “stable” across all
environments. The question is the spectrum of environmental diversity across
which one variety can be stable. From Fig.1 above it can be seen that when
environmental variation is extreme a GxE (crossover
or other) is unavoidable. The classical solution is than to adapt different
varieties to the very different environments, such as varieties A and B for one
environment and C for the other in Fig.1. For more on the statistical analysis
of GxE and yield stability in relations to cultivar
selection see here
and here.
However, while yield under
stress is the target of the breeding program, selection for yield under stress
is generally inefficient. Yield is a complex trait that is basically not
directly inherited. It is the various developmental and physiological processes
which make up yield that are inherited. Therefore the heritability of yield is
generally not high and it becomes especially low under stress. It has been the
general and repeatable observation of breeders that using yield as a selection
index under stress to improve drought resistance is not very efficient, with
exceptions. To compensate for the low efficiency breeders screen very large
populations with the expectation that the “numbers game” will allow to identify
the desirable genotype. While this approach has been successful, it is highly
expensive. The use of molecular markers to tag and select for certain yield
related quantitative trait loci (QTLs) can increase
the efficiency of selection for yield, but again, less effectively under
stress.
There are however
indications that when the breeding population contains effective genes for
drought resistance (say, segregation for deep roots in upland rice population)
the efficiency of selection for yield under drought stress can be increased,
provided all precautions are taken to minimize spatial variability at the
selection site (see above).
If selection for yield
under stress is practiced, a positive GxE for the
specific drought stress conditions is a strong indicator of resistance. There
are many statistical models and methods that estimate GxE
in different contexts and accuracies. In most cases of a planned breeding
program for drought resistance the evaluation of GxE
simply requires a comparison of yield performance under stress and non-stress
(fully irrigated) conditions. The comparison of genotypic performance between
the two environments can be simply evaluated in yield under stress as percent
of yield under non-stress. Alternatively, the ‘Fischer and Maurer stress
resistance index’ (RI) can be computed as:
RI=(Gs/Gi)/(Ms/Mi)
-- Where genotype yield
under stress (Gs) and non-stress (Gi) is normalized
for mean yield of all genotypes under stress (Ms) and non-stress (Mi). Values
above 1 indicate a relative resistance as compared with the mean of the population.
A major impediment in
comparing genotypic response to a managed water stress environment is the
variation among genotypes in their phenology. With such variation, different genotypes
may be water-stressed at different growth stages. The solution is to divide the
population into several phenology sub-populations and compare the effect of
stress only within sub-populations of similar phenology. Alternatively,
staggered planting dates can be attempted where the earlier materials are
planted later as compared with the late flowering materials. However, in most
breeding programs, when tests for drought resistance are performed in the field
at more advanced generations (e.g. =>F4), the population
of lines does not express large variability for phenology.
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Selection for Drought
Resistance by Developmental Traits
Selection for most plant
developmental traits involving drought resistance are common to general
breeding practices, such as the case for phenology, anthesis to silking
interval (ASI) in maize, tillering, plant size, etc’. Two unique developmental
features are discussed here: roots and stem reserve utilization.
Roots
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Fig.14. A glass-paneled
in-ground root box lysimeter installation allowing measurement
of roots and transpiration. (Texas A&M Research Center at Temple, TX). |
Fig.15. Wheat grown in
soil-filled tubes. Inset: roots as they appear in the opened tube. |
Root size and development
is a crucial parameter in most selection programs for drought resistance.
Detailed measurements of roots or even rough screening techniques for roots are
generally laborious. Probably the most practical way to select for deep and
effective roots is to judge their performance by observing the shoot
performance under drought stress (see below). Much has been published on root
measurement techniques, including books.
Very detailed root
measurements can be performed with special growing containers and installations
where roots can be observed in situ though a glass panel. These
installations are defined as rhizotrons and they may
take various forms such as individual glass-panelled soil-filled root boxes set
in the ground (Fig.14). By weighing these root boxes it is also possible to
estimate plant transpiration and relate it to shoot and root development. Rhizotrons and lysimeters are
important tools for root research and for studying a few cultivars but they are
not amenable to large scale screening work.
The simplest method for a
direct selection for root length involves growing single plants in soil filled
disposable polyethylene tubes (used in polyethylene bags production) and then
washing the root out of the soil at the time of measurement (usually at
flowering). Alternatively plants can be grown in re-useable soil filled PVC
tubes (~10 cm in diameter) sawed longitudinally into two halves and taped
together (Fig.15). Tubes can be opened at any time and destructive measurements
are taken on roots in situ (Fig.15-Inset) or after washing away the
soil. The two methods (Fig.14 and 15) can be combined into one, where PVC tubes
are set in a trench and weighed for water-use measurements while being lifted
periodically.
Root penetration capacity
through a hardpan is phenotyped by challenging the
root to penetrate a hard layer of paraffin wax at depth. The number of roots
penetrating the wax layer is an estimate of root penetration capacity (#7965).
Stem reserve utilization
for grain filling
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Fig.16. Wheat nursery rows
with the center one sprayed with KI to destroy chlorophyll and eliminate
current photosynthesis at the onset of grain filling. |
The capacity for stem reserve
utilization for grain filling when the photosynthetic source is completely
inhibited by stress is estimated in selection work by destroying the
photosynthetic source at the onset of grain filling and measuring grain filling
with no current photosynthesis in comparison with normal plants. Spraying the
plants with an oxidizing chemical such as magnesium chlorate or with potassium
iodide (KI) destroys chlorophyll and the photosynthetic source (Fig.16). The
chemical is applied by spraying the whole plant or just the leaf canopy. The
treatment is applied at the onset of the exponential stage of grain filling,
which is about two weeks after anthesis in the small grains. Work is therefore
scheduled according to the different dates of anthesis of the different
genotypes. Non-treated control plots are required. Since the capacity for stem
reserve support of grain filling is measured by the difference in final kernel
weight between treated and control plots of any given genotype, the control
must be totally free of stress, especially drought or disease.
The method has been
thoroughly tested and applied in wheat breeding. See a review of the
principles involved and the selection method
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Selection
for Drought Resistance by Assessing Plant Water Status
Methods can vary from
purely physiological to indirect assessments that are useful mainly for
selection purposes. The physiological methods were reviewed in previous pages.
Here only methods for applied selection work are indicated.
Stress Symptoms
When plants reduce their
water status and loose turgor under stress they display various and very
distinct symptoms. Symptoms progress in proportion of plant water deficit and
they can be visually scored for and used in selection. The most notable symptom
is leaf wilting. Leaf Rolling is an expression of wilting in the cereals and it
is being widely used in field selection work. It is visually scored (typically
on a 0 to 5 scale) and used in selection for drought resistance in various
crops such as rice, wheat, barley and sorghum. Other leaf stress symptoms
include leaf desiccation (“firing”), leaf tip “burning”, leaf “drooping” and
leaf drop. General scores of plot appearance under stress is
also used by experienced breeders who are well acquainted with the various
responses of their crop to drought stress. Genotypes of delayed wilting or leaf
rolling are preferred offcourse.
Stress symptoms are also
expressed in flowering time if stress occurs before normal flowering time. A
delay in inflorescence appearance or exertion is typical of rice or sorghum. An
advance in flowering is seen in wheat. Assessing the rate of delay or advance
requires a comparison between stress and non-stress plots.
Canopy Temperature
Selection methods were
developed and applied to plant breeding following principles and techniques
used in Remote Sensing in Agriculture. Most methods are based on the spectral
response of leaves and its modification with plant response to the environment.
From the previous
discussions it is indicated that canopy temperature is a function of transpirational cooling. As water deficit develops, canopy
temperature differences among genotypes increase and plant water status becomes
the main source of this variation. Canopy temperature was used to develop a crop
water stress index as a tool for crop management. Canopy temperature
measured under drought stress has become a most popular, fast and significant
field screening method for plant water status under drought stress. Since
dehydration avoidance is the major drought resistance mechanism in crop plants,
canopy temperature is a most relevant screen for drought resistance. Relatively
lower canopy temperatures under stress indicate a relatively better plant water
status. Lower canopy temperatures were generally found to be correlated with
relatively higher yield under stress across diverse genetic materials. Canopy
temperature can be measured remotely with the infrared thermometer, provided
the correct protocol
is strictly followed. Since its initial development as a screening method for
dehydration avoidance by Blum
et al. (1982), infrared thermometry of plant canopies under drought stress
has become a popular method in breeding and phenotyping
drought resistance. Twenty five years later and in tune with some 30 reports
verifying the utility of the method in different crops, Olivares-Villegas
et al. (2007) summarized their exhaustive study with wheat as follows:
“Field trials under different water regimes were conducted over 3 years in
Mexico and under rainfed conditions in Australia.
Under drought, canopy temperature was the single-most drought-adaptive trait
contributing to a higher performance, highly heritable and consistently
associated with yield phenotypically and genetically.
Canopy temperature epitomizes a mechanism of dehydration avoidance expressed
throughout the cycle and across latitudes, which can be utilized … as an
important predictor of yield performance under drought”
Infrared Photography
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Fig. 17. An
aerial infrared color photograph of a droughted
sorghum nursery; see text. |
The spectral reflection from leaves spans over the visible
range (400-700 nm) and beyond. Leaves reflect in the near infrared (800-900 nm)
(Fig.17) and this reflectance is affected by mesophyll
cell turgor. When turgor is lost and cells reduce their volume, near infrared
reflectance decreases. This reflectance can be recorded on infrared
sensitive film. Images with low near infrared reflectance appear less color
saturated as compared with those that reflect more.
Therefore, low-altitude aerial infrared photography of a
drought stressed nursery can be used to differentiate between nursery entries
in their water status. The overflight must be done
around solar noon under clear and calm conditions and when drought stress is
well developed. Infrared aerial photography providers can supply the photograph
on a special Kodak infrared transparency film in a 22x22 cm size. Individual
entries can be well recognize under a magnifying glass and scored for their
color saturation. Alternatively the image can by analyzed by densitometrical methods which would provide the color
densities in numerical values.
An example is given (Fig.17) of an enlarged section of a
larger aerial infrared color photograph of a drought stressed sorghum nursery.
The relatively drought stressed lines appear less color saturated while the
more saturated colored rows are less stressed.
Infrared digital cameras are becomeing
available on the market but experience with these in breeding nurseries is not
available at this time.
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Selection
for Drought Resistance by Assessing Plant Function
As discussed previously the comparative assessment of plant
function in different genotypes under drought stress (dehydration tolerance) must
be normalized for plant water status. Else, differences in function among
genotypes can be ascribed to differences in water status and not necessarily to
real difference in function at a given plant stress. This is a difficult
requirement in selection work and especially under field conditions.
An effective approach for normalizing measurements of
function against plant water status is to measure plant water status at the
time of function measurement. Then regress function on
water status across all genotypes. Genotypes that deviate positively from the
regression are resistant while those that deviate negatively are susceptible in
terms of the specific function. Off course, these measurements cannot be performed
on large breeding populations and they may be useful for screening potential
parents for crosses or very advance lines.
Two examples of the more popular selection methods for
function are given here, cell membrane stability (CMS) and chlorophyll
fluorescence.
Cell Membrane Stability (CMS)
This method
is based on the fact that stress cause injury to cellular membranes. This injury
is expressed in leakage of various cellular solutes, including electrolytes.
Electrolyte leakage can be easily measured by the electro conductivity of the
medium in which the affected leaf sample is placed. The method is being used
for assessing thermotolerance in heated leaf samples.
Basically the method compares leakage from stress-affected with leakage from
control samples, calculating the relative injury or stability (the inverse of
injury).
When CMS is used as a dehydration tolerance trait it is
estimated in leaves subjected to advanced stress, typical to RWC of around
50-70%. Samples are taken from stressed and non-stressed (control) leaves.
Samples are also taken for estimating RWC as a measure of water status. The
first case of such a study was in rice where QTLs for CMS under drought stress
were identified (#4793).
Chlorophyll Fluorescence
The light harvesting system of photosystem
II absorbs light reaching the leaf. This light energy can be used to drive
photochemistry providing the chemical energy (in the form of ATP and NADPH) for
CO2 fixation in the Calvin cycle. PSII extracts electrons from water
releasing oxygen in the process. The excessive light energy that is not used in
photochemistry (for different reasons, including photosystem
dysfunction due to stress) can be dissipated as heat or re-emitted as
fluorescence. This fluorescence is being widely used in plant science to probe
the activity and performance of the photosystem under
a variety of stress conditions. In some case such as wheat and maize
quantitative trait loci (QTLs) for chlorophyll fluorescence signals under given
set of conditions were mapped and can be used in MAS.
A host of instruments and imaging systems were developed for
analyzing chlorophyll fluorescence. There are different levels of analysis,
depending on the purpose of the study. A unique and detailed analytical probe
defines as the JIP test has been developed by Prof. Strasser
in
However, fast
portable and simple instruments are needed for selection work and these are
available from various commercial suppliers (see Web
Resources page). It must be realized however that the measurement and
interpretation of chlorophyll fluorescence signal, even with simple
instrumentation require a complete understanding of the phenomenon, also referred to as the “Kautsky effect”.
The Polyethylene Glycol Root Medium
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Fig. 18. Wheat plants grown
for 10 d in nutrient solution with PEG8000 (-4.1Mpa) (right) as compared with
nutrient solution controls (left). |
It is practically impossible to control plant water status
of different genotypes under drought stress for reasons discussed under Impact. The only method that can provide some
control over root medium water status is the use of polyethylene glycol (PEG) 8000
in the root medium (Fig.18). PEG is an osmoticum
providing given water potential for a given concentration in aqueous solution.
When plants are grown in a hydroponics system with roots immersed in PEG, they
must reduce their water potential in order to take up water. This however does
not necessarily imply that different genotypes will reach the same leaf water
status when all are exposed to the same PEG concentration in the root medium.
Still, when morphological variations among genotypes are slight, such as in
seedlings, similar leaf water status might be expressed in all.
The problem with PEG is that roots may
take it up and slowly toxify the plant. While PEG of
large molecular weight (e.g. 8000) is less of a problem in this respect,
still many plant species are not quite suitable for the method, unless treated
in a special protocol.
A more detailed discussion of
the method and possible protocols are available on this site.